Compliance team:
We are looking for our next AML Analyst to support the strengthening of Banco Plata's compliance framework by performing operational analysis related to AML/CFT/CPF (PLD/FT/FPADM), under the supervision of the AML & Compliance Manager, contributing to risk management and to the traceability of compliance processes.
Challenges that await you:
1. Analysis and Handling of Escalated Transaction Monitoring Alerts
- Analyze and follow up on transaction monitoring cases escalated to the Compliance team, ensuring proper traceability.
- Identify discrepancies between the transactional profile and the customer's actual behavior to determine whether an operation is unusual or should be dismissed, with Manager validation.
- Support the identification of elements for escalating cases to the Communication and Control Committee (CCC), under review by a senior specialist.
2. Client-Level Analysis – Sanctions List Monitoring
- Analyze matches derived from monitoring against national and international sanctions lists.
- Document the analysis with traceability in accordance with internal parameters, for review and validation of escalation by a supervisor.
3. Support in the Preparation of Regulatory Reports
- Collaborate in the preparation of applicable regulatory reports.
- Draft clear and structured narratives for review and validation.
- Support the verification of consistency between the case analysis and the reported information.
- Track the regulatory deadlines set by the CNBV.
4. Support in Risk Assessment and Transactional Profiling
- Study basic patterns in transactions using applicable typologies, with guidance from a senior specialist.
- Contribute observations to strengthen the risk-based approach methodology.
5. Continuous Improvement and Updates
- Study and analyze applicable AML/CFT regulation for the Institution, with support from the Manager.
- Contribute to the documentation of policies and procedures, and propose improvements to processes and automated systems, supporting the AML & Compliance team.
- Maintain an up-to-date profile on regulatory matters at the local and international level.
What makes you a great fit:
- Bachelor's degree in Law, Finance, Accounting, Economics, or related fields — recent graduate or degree holder.
- 2 years of experience in regulated financial institutions preferred.
- Basic to intermediate knowledge of applicable AML/CFT regulation.
- Advanced English (required).
- Experience in transaction monitoring and restricted list screening. (desirable)
Our ways of working:
- Innovative Spirit: A commitment to creativity and groundbreaking solutions.
- Honest Feedback: valuing open, transparent communication.
- Supportive Team: a strong, collaborative community.
- Celebrating Achievements: recognizing our wins together.
- High-Tech Environment: a team full of smart and revolutionary people who date to challenge the status quo of incumbent finances.
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