Position Summary
The Director of Investment Platforms is responsible for the architecture, governance, modernization, and ongoing effectiveness of Integrity Wealth’s investment platform infrastructure. The role leads platform strategy, strategic vendor relationships, product due diligence governance, and cross-functional initiatives designed to improve advisor experience, strengthen controls, and support scalable growth.
Key Responsibilities
- Define and execute the roadmap for custodial and clearing platforms, including capabilities, pricing, integrations, and scalability.
- Oversee relationships with custodians, TAMPs, and value-add vendors, including risk, reporting, analytics, and other advisor-facing solutions.
- Evaluate and onboard new platform capabilities that improve advisor experience, client outcomes, operational efficiency, or firm competitiveness.
- Govern third-party investment platforms and product availability, including ongoing assessment of capabilities and enhancements.
- Lead the firmwide product due diligence framework, including documented approval and decline processes and ongoing monitoring.
- Partner with Operations and Compliance to strengthen platform controls, execution, documentation, and risk oversight.
- Develop scalable infrastructure and processes capable of supporting advisor and AUM growth without proportionate increases in complexity.
- Lead cross-functional platform initiatives and communicate priorities, recommendations, risks, and progress to senior leadership.
Qualifications
- Bachelor’s degree in finance, economics, business, investment management, or a related field required; advanced degree or relevant professional designation preferred.
- 8+ years of experience in wealth management, asset management, financial services, or a related industry, with meaningful experience involving investment platforms, custodians, TAMPs, product due diligence, or advisor technology.
- Demonstrated experience evaluating, implementing, or managing custodial, investment, and third-party platform solutions.
- Experience leading strategic vendor relationships, including contract evaluation, pricing discussions, service level management, and platform enhancements.
- Experience developing or administering product and investment due diligence frameworks within a regulated financial-services environment.
- Proven ability to lead cross-functional initiatives involving investments, operations, compliance, technology, and advisor-facing teams.
- Strong analytical, financial, negotiation, vendor-management, executive communication, and organizational skills.
- Ability to translate advisor and business needs into practical, scalable platform solutions.
- FINRA licenses Series 7, Series 24, and Series 66 (or 63 and 65)
Success Metrics
- Establish and maintain a documented multi-year platform roadmap aligned with Integrity Wealth’s strategic growth priorities.
- Deliver agreed-upon platform enhancements and strategic initiatives on time and within established budgets.
- Demonstrate measurable improvement in platform capabilities, integration, efficiency, scalability, and advisor experience.
- Establish scorecards and governance processes for key custodians, TAMPs, and strategic vendors, with measurable improvement in service, economics, capabilities, or contractual terms.
- Maintain a consistent, documented product approval and monitoring framework and complete required reviews within established timelines.
- Reduce recurring platform-related friction points, operational issues, and material governance exceptions.
- Increase adoption and effective utilization of strategic platform capabilities.
- Identify and execute opportunities to consolidate, automate, or simplify platform processes while supportingadvisor and AUM growth.
About Integrity
Integrity is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. Integrity is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead.
Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge. Why? Because we put our people first! At Integrity, you can start a new career path at company you’ll love, and we’ll love you back. We’re proud of the work we do and the culture we’ve built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind.
Headquartered in Dallas, Texas, Integrity is committed to meeting Americans wherever they are — in person, over the phone or online. Integrity’s employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit Integrity.com.
Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.
