Senior Compliance Advisory Manager (Exchange-Traded Derivative)

The TP ICAP Group is a world leading provider of market infrastructure.

 

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

 

Through our people and technology, we connect clients to superior liquidity and data solutions.

 

The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.

 

Founded in London in 1866, the Group operates from more than 60 offices in 27 countries.  We are 5,200 people strong.  We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.

Role Overview

Compliance Advisory plays a critical role in supporting and constructively challenging the business to achieve the highest standards of regulatory compliance, market integrity and conduct. The function is structured across regional advisory teams and complemented by three Global Heads of Product

Advisory responsible for:

• Securities & Venues

• Derivatives (Rates, FX, Money Markets and Government Bonds)

• Exchange Traded Derivatives (ETD) & Commodities

This role is to support the Global Head of ETD Advisory, with responsibility for providing specialist advisory coverage across Exchange Traded Derivatives and physical commodities markets globally. The team provides strategic regulatory oversight and subject matter expertise across Exchange Traded Derivatives and physical commodities related activities, supporting both TP ICAP's Global Broking and Energy & Commodities divisions.

Operating with a strong global coordination mandate, the team ensures the consistent application of regulatory standards, conduct expectations and risk management practices across all jurisdictions in which TP ICAP operates.

The team works in close partnership with regional Compliance Advisory teams, Legal, Risk and business leadership, providing specialist input to support strategic initiatives, regulatory change, investigations, training programmes and governance activities.

The successful candidate will play a key role in shaping the firm's regulatory strategy, supporting the continued evolution of global Exchange Traded Derivatives and Energy & Commodities businesses, and strengthening the firm's culture of compliance worldwide.

 

Role Responsibilities

·         Be part of ETD Compliance Advisory team driving high standards of delivery, and providing expert product advisory support across the global businesses.

·         Engage closely with Business Heads to provide regulatory guidance and challenge on business strategy and growth initiatives from a regulatory and conduct perspective.

·         Act as a trusted adviser to Front Office leadership, delivering clear, risk-based, and commercially

practical regulatory advice.

·         Help to design and deliver global thematic training programmes to enhance regulatory awareness and promote a strong compliance culture.

·         Provide compliance guidance and advice on change initiatives, including new product approvals, new broking models, expansion into new jurisdictions, execution workflows, and market structure developments, ensuring alignment with applicable regulatory and exchange requirements.

·         Work on global strategic initiatives, including potential acquisitions, and provide Compliance input into due diligence and implementation planning.

·         Represent Compliance at senior business and governance forums, influencing decision-making and ensuring appropriate risk management.

·         Partner with regional Compliance and Regulatory teams to assess and coordinate the global impact of upcoming exchange and/or regulatory developments.

·         Act as the escalation point for complex, sensitive, or high-risk compliance matters relating to Exchange Traded Derivatives and commodities activities globally.

Experience / Competences

Essential

·         Significant compliance advisory experience within wholesale financial markets, particularly Exchange Traded Derivatives and Commodities, gained within a global financial services organisation or through a closely related regulatory, legal, risk, exchange, or market oversight role.

·         Comprehensive knowledge of global regulatory requirements applicable to Exchange Traded Derivatives, exchanges, and related market structure and market conduct.

·         Strong understanding of interdealer brokerage models, exchange-traded markets, clearing frameworks, and associated market infrastructure.

·         Proven ability to assess complex regulatory issues and deliver pragmatic, risk-based solutions that support commercial objectives while maintaining regulatory compliance.

·         Proven ability to influence senior stakeholders across Front Office, Compliance, Legal, Risk, and Operations functions.

·        Strong stakeholder management skills, with the ability to engage effectively across seniority levels, functions, and geographic regions.

·         Strong written and verbal communication skills, with the ability to articulate complex regulatory requirements clearly and concisely.

·         Demonstrated ability to collaborate effectively across regional and global teams to deliver consistent regulatory outcomes.

Desirable

·         Experience providing compliance advice on new products, business initiatives, trading workflows, and regulatory change initiatives.

·         Knowledge of transaction reporting requirements and related regulatory frameworks, including MiFIR and REMIT.

·         Experience operating within a complex global financial services organisation with multiple regulatory obligations and stakeholder groups.

·         Experience supporting global regulatory change, remediation or transformation activities.

·         Experience engaging with regulators, exchanges, clearing houses, or industry bodies.

·         Professional Compliance qualification or relevant industry accreditation.

·         Strong understanding of evolving market structure developments, electronic execution models, clearing frameworks, and emerging regulatory developments impacting global Exchange Traded Derivatives and commodities markets.

·         Demonstrated ability to manage multiple priorities and deliver high-quality outcomes against tight deadlines in a fast-paced environment.

Job Band & Level

• Senior Manager / 7

#LI-Hybrid #LI-MID

Not The Perfect Fit?

Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.

Company Statement

We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement. 

Location

Singapore - 50 Raffles Place - Singapore