12-month FTC - Manager, Compliance Monitoring & Testing (London)

What is the opportunity?

As an integral member of the UK Compliance Testing team, the Manager role helps support local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.

Should you be shortlisted, do please let us know if you have any specific requirements for the interview.

This is a full-time role and requires 4 days in the office at our London Bishopsgate office.

What will you do?

• Assess the adequacy of, adherence to, and the effectiveness of processes and day-to-day controls to manage regulatory compliance risk.

• Provide an opinion on the effectiveness of the processes and Regulatory Compliance Management (RCM) controls.

• Lead and deliver timely and accurate compliance testing reviews to manage Regulatory and Conduct risk, across the bank.

• Work with Compliance and business colleagues to track and advise on the appropriateness of action plans, to resolve issues identified during testing reviews.

• Contribute towards the continual enhancement of the testing approach and annual testing  program, enhancing the existing Enterprise Monitoring and Testing control standards)

• Assist in the delivery of timely responses to internal audit

• Support ad-hoc projects and activities as required, such as methodology improvements, stakeholder management and committee reporting.

What do you need to succeed?

Must-have

• Proven Experience in Regulatory Compliance Testing and or Internal Audit.  

• Experience within Financial Services (Capital Markets / Wealth Management / Asset Management)

• Strong planning and organisation, analytical thinking, and problem-solving capabilities.

• Good senior stakeholder management.

Nice-to-have

• Qualifications in auditing, monitoring or risk.

• Bachelor’s degree (or equivalent)

• Proven Experience in both Regulatory Compliance Testing and Internal Audit.  

• Data Analyitcal skills.

What is in it for you?

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper.  We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation

• Leaders who support your development through coaching and managing opportunities

• Opportunities to work with the best in the field

• Ability to make a difference and lasting impact

• Work in a dynamic, collaborative, progressive, and high-performing team

• A world-class training program in financial services.

Agency Notice

RBC Group does not accept agency resumés.  Please do not forward resumés to our employees, nor any other company location.  RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additional details.

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

100 BISHOPSGATE:LONDONLondonUnited Kingdom35Full timeCHIEF LEGAL & ADMIN OFFICE GRPContract (Fixed Term)Salaried2026-04-102026-06-02

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.